Regulatory Compliance
Regulatory Compliance
HBLaw’s mission is to identify your business’s high-risk areas and provide you with enhanced due diligence services. Customized services for banks, broker-dealers, aviation finance, real estate transactions, lending and leasing financing, money transmitters, cybersecurity, technology and telecommunications, retailers and wholesalers, and healthcare providers. Additionally provides banking and cryptocurrency exchanges.
Legal Counseling:
- Defense and representation in regulatory actions, examinations, and inquiries.
- Compliance advisory services regarding anti-money laundering and other financial crimes:
Counseling services in SEC, FINRA, Sarbanes – Oxley Act, Truth in Lending Act, Real Estate Settlement Procedures Act, Consumer Leasing Act, Fair Housing Act, Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC); Foreign Corrupt Practices Act (FCPA); Medicare and Medicaid regulations; Health Information Portability and Accountability Act (HIPAA) and other federal and state regulations and offshore anti-money requirements.
Compliance Services:
- Risk Assessment
- Internal Policies, Procedures and Controls:
- Training Program
- Know Your Customer Program
- Know your Employee/Investor Program
- Anti-Money Laundering and financial Crime’s detection services program
- Transactional Monitoring Program
- Suspicious Activity Reporting
- Forensic Reviews and Auditing Services
- 954-803-9509
- [email protected]
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Latitude One International Business Center
175 SW 7th Street, Suite # 1203 Miami, FL 33130
